Financial Resolver - Leicester




About

Financial complaints support company. Our Director and claims handling staff have all held senior positions in compliance, finance, an IFA practice, complaint analytics and Ofwat – the water regulator. We have in-depth


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Financial complaints support company.

Our Director and claims handling staff have all held senior positions in compliance, finance, an IFA practice, complaint analytics and Ofwat – the water regulator.

We have in-depth knowledge of the financial markets and therefore the advisory processes and products which we make complaints about.
 

Areas of financial mis-selling we cover include:

  • Broker led mortgage advice
  • Pension transfer to Self-invested personal pensions (SIPP)
  • Pension transfer to Small self-administered schemes (SSAS)
  • Pension Annuity purchase advice
  • Company pension scheme transfers
  • Enhanced Transfer Value (ETV) transfer from a Defined Benefit pension
  • Investments including Investment Bond/Capital Protected Bond/With Profits Bond or Personal Equity Plan (PEP’s)
  • Open ended investments (Unit Trusts and OEIC’s)


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