Financial complaints support company.
Our Director and claims handling staff have all held senior positions in compliance, finance, an IFA practice, complaint analytics and Ofwat – the water regulator.
We have in-depth knowledge of the financial markets and therefore the advisory processes and products which we make complaints about.
Areas of financial mis-selling we cover include:
- Broker led mortgage advice
- Pension transfer to Self-invested personal pensions (SIPP)
- Pension transfer to Small self-administered schemes (SSAS)
- Pension Annuity purchase advice
- Company pension scheme transfers
- Enhanced Transfer Value (ETV) transfer from a Defined Benefit pension
- Investments including Investment Bond/Capital Protected Bond/With Profits Bond or Personal Equity Plan (PEP’s)
- Open ended investments (Unit Trusts and OEIC’s)
